Tamara joined the Spire team in October of 2018 as the AVP of Compliance, bringing with her over a decade of service in the financial services industry. Tamara takes pride in collaborating with the Compliance team to ensure Spire’s efforts with the highest level of transparency and integrity.
Prior to her role with Spire, Tamara served as the Senior Compliance Administrator at Guggenheim Investments, where she directed the implementation, administration and data management of regulatory programs. Today, she oversees a number of responsibilities under the compliance umbrella at Spire, from due diligence processes, advertising reviews, managing the external branch office audit program and AML program. Tamara is honored to put her compliance expertise to work for Spire’s financial advisors so that they can focus on what they do best, with the trust that they are fully supported in today’s highly-regulated environment.
Outside of the office, you can find Tamara spending quality time with her husband and young daughter, enjoying a good book, or planning her next trip.